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Alternative Trading Systems
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31	David Lauer � Market Structure and Technology Architecture Consultant � July 8, 2013 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-07-09 15:00:23 Service-oriented architecture Science Systems science Knowledge Financial markets Alternative Trading Systems System
32	Janet McGinness EVP & Corporate Secretary July 9, 2013 Elizabeth M. Murphy Secretary Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-07-10 12:40:51 Financial regulation Finance Financial system Financial markets 73rd United States Congress Securities Exchange Act Regulation NMS U.S. Securities and Exchange Commission Alternative Trading Systems United States Securities and Exchange Commission United States securities law Financial economics
33	$UBS Roger Anerella Managing Director Global Head of Securities Execution Services UBS Investment Bank Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-07-31 13:19:50 Finance Financial markets Corporate crime U.S. Securities and Exchange Commission Alternative Trading Systems Investment banking Securities Exchange Act UBS Financial regulation Investment Financial economics United States securities law
34	f 312,[removed]www.fonvergex .wm ConvergExtl Group Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-07-23 14:27:47 Business Finance United States Securities and Exchange Commission Alternative Trading Systems United States securities law Securities Exchange Act U.S. Securities and Exchange Commission Securities market Security Financial markets Financial economics Investment
35	July 8, 2013 Via Electronic Mail ([removed]) Ms. Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-07-09 15:03:36 Financial system Financial markets United States Securities and Exchange Commission United States securities law 73rd United States Congress Alternative Trading Systems Securities Industry and Financial Markets Association Securities Exchange Act U.S. Securities and Exchange Commission Financial economics Investment Stock market
36	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BX[removed]February 20, 2015 Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Chang Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-23 10:05:23 Investment Securities Exchange Act NASDAQ Short Market maker Alternative Trading Systems Financial markets Financial economics Finance
37	Petition for Rulemaking: Request for rulemaking to adopt amendments to Rules 600(b[removed]definition of a protected bid or offer), 605 and 606 (disclosure of order execution and order routing information), and 610(c) (the Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-01-29 15:43:24 Investment Finance Financial markets Regulation NMS Order U.S. Securities and Exchange Commission Securities and Exchange Commission Alternative Trading Systems High-frequency trading Stock market United States Securities and Exchange Commission Financial economics
38	March 26, 2010 DirectEdge Elizabeth Murphy Secretary Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-03-26 13:54:06 Investment Finance Chicago Stock Exchange U.S. Securities and Exchange Commission Algorithmic trading Order Stock exchange Alternative Trading Systems Securities Exchange Act Financial markets Financial economics Stock market
39	~rit INVESTMENT TECHNOLOGY GROUP Add to Reading List Source URL: www.itg.com Language: English - Date: 2011-06-23 16:56:20 Investment Stock market High-frequency trading Dark liquidity Regulation NMS Flash trading Alternative Trading Systems Order Securities Exchange Act Financial economics Financial markets Finance
40	Microsoft Word - 2007_42.doc Add to Reading List Source URL: media.fshandbook.info Language: English - Date: 2011-12-19 09:25:27 Finance European Union Financial regulation Markets in Financial Instruments Directive London Stock Exchange Alternative Trading Systems Financial Services Authority Financial Services and Markets Act Financial markets Financial economics Financial system

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